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Triumph Financial, Inc. — Director's Dealing 2015
Dec 14, 2015
31953_dirs_2015-12-14_e07b9c04-85c7-47f4-ad03-707955ef4dab.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2015-12-11
Reporting Person: Sparks C Todd (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Common Stock | J | 4803 | — | Acquired | 211112 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43803 | Direct |
| Common Stock | 17271 | Indirect |
| Common Stock | 8000 | Indirect |
Footnotes
F1: This Transaction Line is being amended to accurately reflect a J transaction code. The originally filed Form 4 inadvertently reflected an A
transaction code on Table I column 3 for this Transaction Line.
F2: Shares were distributed to SBS Equity, LLC as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms
of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy
statement on Form 14A filed with the Securities and Exchange Commission on March 27, 2015.
F3: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership, except to the extent of his
pecuniary interest therein.
F4: Consists of (i) 42,322 shares of common stock beneficially owned by reporting person and (ii) 1,481 unvested shares of restricted common stock
of Issuer of which 493 shares will vest on 4/1/2016, 493 shares will vest on 04/01/2017, and 495 shares will vest on 04/01/2018.