Triumph Financial, Inc. — Director's Dealing 2014

Nov 14, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2014-11-13

Reporting Person: Graft Aaron P (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-13	Common Stock	P	15000	$12.00	Acquired	73814	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3315	Indirect

Footnotes

F1: Acquired at closing of issuer's initial public offering as part of the directed share program described in issuer's registration statement for such offering.

F2: Consists of (i) 59,794 shares beneficially owned by reporting person, (ii) 3,220 shares through Goldman Sachs custodian FBO Aaron Graft Roth IRA,(iii) 5,800 shares through Goldman Sachs custodian FBO Aaron Graft SEP IRA, and (iv) 5,000 shares through TD Ameritrade custodian FBO Aaron Graft 401(k) account.

F3: By reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA. Reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.