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Triumph Financial, Inc. — Director's Dealing 2014
Dec 3, 2014
31953_dirs_2014-12-03_b9587698-2091-40ac-8d6e-915e6f4518f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2014-12-01
Reporting Person: Sperring Raymond W III (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-01 | Common Stock | A | 4000 | $0.00 | Acquired | 6258 | Direct |
Footnotes
F1: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. Of such shares, 1,333 shares were vested on the date of grant, 1,333 shares will vest on the first anniversary of the date of grant and 1,334 shares will vest on the second anniversary of the date of grant.
F2: Consists of (i) 3,591 shares beneficially owned by reporting person, and (ii) 2,667 unvested shares of restricted common stock of Issuer granted to reporting person which will vest as described in footnote (1) above.