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TRIO-TECH INTERNATIONAL — Director's Dealing 2017
Nov 14, 2017
34914_dirs_2017-11-14_9cb190a5-5796-4546-8c6e-161d2490bfbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIO-TECH INTERNATIONAL (TRT)
CIK: 0000732026
Period of Report: 2017-11-10
Reporting Person: ADELMAN JASON T (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock | S | 7400 | $6.46 | Disposed | 0 | Direct |
| 2017-11-10 | Common Stock | M | 5000 | $2.07 | Acquired | 5000 | Direct |
| 2017-11-10 | Common Stock | M | 10000 | $3.10 | Acquired | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Option (Right to Buy) | $2.07 | M | 5000 | Disposed | 2018-03-18 | Common Stock (5000) | Direct |
| 2017-11-10 | Option (Right to Buy) | $3.10 | M | 10000 | Disposed | 2018-12-08 | Common Stock (10000) | Direct |
Footnotes
F1: The Reporting Person acquired the stock options pursuant to the Issuer's 2007 Directors Plan.
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