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TRIO-TECH INTERNATIONAL — Director's Dealing 2013
Mar 22, 2013
34914_dirs_2013-03-22_2208572c-5e1d-4ce4-bec6-e18705140925.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIO TECH INTERNATIONAL (TRT)
CIK: 0000732026
Period of Report: 2013-03-18
Reporting Person: HOROWITZ RICHARD M (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-18 | Common Stock (Right to Buy) | $2.07 | A | 5000 | Acquired | 2018-03-18 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $4.81 | 2013-07-11 | Common Stock (10000) | 10000 | Direct |
| Common Stock (Right to Buy) | $1.72 | 2014-04-13 | Common Stock (15000) | 15000 | Direct |
| Common Stock (Right to Buy) | $4.35 | 2015-12-14 | Common Stock (25000) | 25000 | Direct |
| Common Stock (Right to Buy) | $2.30 | 2016-12-14 | Common Stock (12500) | 12500 | Direct |
Footnotes
F1: The Reporting Person acquired the stock options pursuant to the Issuer's 2007 Directors Plan.
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