AI assistant
TRIO-TECH INTERNATIONAL — Director's Dealing 2006
Nov 6, 2006
34914_dirs_2006-11-06_d89ca6be-9844-4b0a-b510-c8c9abcbd678.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: TRIO TECH INTERNATIONAL (TRT)
CIK: 0000732026
Period of Report: 2006-10-16
Reporting Person: ZEFF DANIEL (10% Owner)
Reporting Person: Zeff Holding Company, LLC (10% Owner)
Reporting Person: Zeff Capital Partners I, L.P. (10% Owner)
Reporting Person: Spectrum Galaxy Fund Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-10-16 | Common Stock | S | 255 | $11.8 | Disposed | 170053 | Indirect |
| 2006-10-16 | Common Stock | S | 60 | $11.81 | Disposed | 169993 | Indirect |
| 2006-10-16 | Common Stock | S | 15 | $11.82 | Disposed | 169978 | Indirect |
| 2006-10-16 | Common Stock | S | 90 | $11.85 | Disposed | 169888 | Indirect |
| 2006-10-16 | Common Stock | S | 15 | $11.87 | Disposed | 169873 | Indirect |
| 2006-10-16 | Common Stock | S | 30 | $11.90 | Disposed | 169843 | Indirect |
| 2006-10-16 | Common Stock | S | 105 | $11.98 | Disposed | 169738 | Indirect |
| 2006-10-16 | Common Stock | S | 45 | $11.99 | Disposed | 169693 | Indirect |
| 2006-10-16 | Common Stock | S | 270 | $12.00 | Disposed | 169423 | Indirect |
| 2006-10-16 | Common Stock | S | 45 | $12.10 | Disposed | 169378 | Indirect |
| 2006-10-16 | Common Stock | S | 45 | $12.11 | Disposed | 169333 | Indirect |
| 2006-10-16 | Common Stock | S | 15 | $12.12 | Disposed | 169318 | Indirect |
| 2006-10-16 | Common Stock | S | 75 | $12.15 | Disposed | 169243 | Indirect |
| 2006-10-16 | Common Stock | S | 30 | $12.20 | Disposed | 169213 | Indirect |
| 2006-10-16 | Common Stock | S | 75 | $12.28 | Disposed | 169138 | Indirect |
Footnotes
F1: This Amended Form 4 amends and supplements that Form 4 originally filed with the Securities and Exchange Commission on
10/18/06 by Daniel Zeff, an individual ("Zeff"), Spectrum Galaxy Fund Ltd., a company incorporated in the British Virgin
Islands ("Spectrum"), Zeff Capital Partners, I, L.P. , a Delaware limited partnership ("Capital"), and Zeff Holding Company,
LLC, a Delaware limited liability company ("Holding") (collectively, the "Reporting Persons") related to the common stock
(the "Common Stock") of Trio Tech International (the "Company"). This Amendment corrects an inadvertent error that
identified the Transaction Code in column 3 for each reported transaction as "P" rather than as "S" and provides a
clarifying footnote regarding the Reporting Persons' beneficial ownership of the Common Stock.
F2: This transaction was effected through Spectrum. Mr. Zeff provides discretionary investment management services to Zeff
Capital Offshore Fund, a class of shares of Spectrum, a company incorporated in the British Virgin Islands. In accordance
with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Spectrum is reported herein. Mr.
Zeff disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities,
except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr.
Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and
Capital disclaims beneficial ownership over all shares held by Spectrum.
F3: Zeff also indirectly beneficially owns 193,762 shares of TRT common stock through Capital. Zeff is the sole manager and
member of Zeff Holding Company, LLC, which in turn serves as the general partner for Capital.