Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TRIO-TECH INTERNATIONAL Director's Dealing 2006

Nov 6, 2006

34914_dirs_2006-11-06_a537d135-30ac-4ed2-8954-f111035f9564.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: TRIO TECH INTERNATIONAL (TRT)
CIK: 0000732026
Period of Report: 2006-10-24

Reporting Person: ZEFF DANIEL (10% Owner)
Reporting Person: Zeff Holding Company, LLC (10% Owner)
Reporting Person: Zeff Capital Partners I, L.P. (10% Owner)
Reporting Person: Spectrum Galaxy Fund Ltd. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2006-10-24 Common Stock S 284 $11.41 Disposed 164003 Indirect
2006-10-24 Common Stock S 94 $11.42 Disposed 163909 Indirect
2006-10-24 Common Stock S 1278 $11.50 Disposed 162631 Indirect
2006-10-24 Common Stock S 142 $11.51 Disposed 162489 Indirect
2006-10-24 Common Stock S 615 $11.52 Disposed 161874 Indirect
2006-10-24 Common Stock S 331 $11.53 Disposed 161543 Indirect
2006-10-24 Common Stock S 316 $11.41 Disposed 189152 Indirect
2006-10-24 Common Stock S 106 $11.42 Disposed 189046 Indirect
2006-10-24 Common Stock S 1422 $11.50 Disposed 187624 Indirect
2006-10-24 Common Stock S 158 $11.51 Disposed 187466 Indirect
2006-10-24 Common Stock S 685 $11.52 Disposed 186781 Indirect
2006-10-24 Common Stock S 369 $11.53 Disposed 186412 Indirect

Footnotes

F1: This Amended Form 4 amends and supplements that Form 4 originally filed with the Securities and Exchange Commission on
10/25/2006 by Daniel Zeff, an individual ("Zeff"), Spectrum Galaxy Fund Ltd., a company incorporated in the British Virgin
Islands ("Spectrum"), Zeff Capital Partners, I, L.P. , a Delaware limited partnership ("Capital"), and Zeff Holding Company,
LLC, a Delaware limited liability company ("Holding") (collectively, the "Reporting Persons") related to the common stock
(the "Common Stock") of Trio Tech International (the "Company"). This Amendment corrects an inadvertent error that
identified the Transaction Code in column 3 for each reported transaction as "P" rather than as "S" and provides a
clarifying footnote regarding the Reporting Persons' beneficial ownership of the Common Stock.

F2: This transaction was effected through Spectrum. Zeff provides discretionary investment management services to Zeff Capital
Offshore Fund, a class of shares of Spectrum. The entire amount of the Issuer's securities held by Spectrum is reported
herein. Zeff disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his
indirect pecuniary interest therein. This report shall not be deemed an admission that Zeff is the beneficial owner of such
securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership
of all securities held by Spectrum. As of the end of the Transaction Date reported herein, Zeff also indirectly
beneficially owns 186,412 shares of TRT common stock through Capital. Zeff is the sole manager and member of Zeff Holding
Company, LLC, which serves as the general partner for Capital.

F3: This transaction was effected through Capital. Zeff is the sole manager and member of Holding, which serves as the general
partner for Capital. The entire amount of the Issuer's securities held by Capital is reported herein. Each of Zeff and
Holding disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of its/his
indirect pecuniary interest therein. This report shall not be deemed an admission that any of Zeff or Holding is the
beneficial owner of such securities for purposes of Section 16 or for any other purposes. Spectrum disclaims beneficial
ownership of all Shares held through Capital. As of the end of the Transaction Date reported herein, Zeff also indirectly
beneficially owns 161,543 shares of TRT common stock through Spectrum. Zeff provides discretionary investment management
services to Zeff Capital Offshore Fund, a class of shares of Spectrum.