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TRINITY INDUSTRIES INC — Director's Dealing 2014
Mar 10, 2014
31577_dirs_2014-03-10_0afc9238-714b-47e9-97ac-21eef7911bc7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRINITY INDUSTRIES INC (NYSE/TRN)
CIK: 0000099780
Period of Report: 2014-03-10
Reporting Person: Lovett Melendy E (SVP & Chief Admin Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3088 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Trinity Phantom Stock Units | $0 | Common Stock (4833) | Direct | ||
| Trinity Stock Units | $0 | Common Stock (9662) | Direct |
Footnotes
F1: The Trinity Phantom Stock Units were accrued from March 2012 through January 2014 under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's Separation from Service in accordance with Section 409A of the Internal Revenue Service Code.
F2: Restricted Stock Units granted 3/8/12, 4/30/12, & 5/6/13 pursuant to the Second Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's Separation from Service in accordance with Section 409A of the Internal Revenue Service Code.