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TRINITY INDUSTRIES INC — Director's Dealing 2007
Jan 9, 2007
31577_dirs_2007-01-08_9c8d67e4-51f3-435a-aeb5-e3d3600ba488.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TRINITY INDUSTRIES INC (NYSE/TRN)
CIK: 0000099780
Period of Report: 2006-12-31
Reporting Person: BEST RHYS J (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Trinity Stock Units | $0 | Common Stock (1500) | 1500 | Direct | |
| Trinity Stock Units | $0 | Common Stock (2250) | 2250 | Direct | |
| Stock Option (right to buy) | $25.2267 | 2015-09-07 | Common Stock (3750) | 3750 | Direct |
Footnotes
F1: On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 1,250 additional shares of common stock.
F2: Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination.
F3: Restricted Stock Units granted pursuant to Trinity Industries, Inc. Stock Option & Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on the 1st business day immediately preceding the 2007 Annual Meeting of Stockholders.
F4: On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 500 additional Trinity stock units.
F5: On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 750 additional restricted stock units.
F6: This option was previously reported as covering 2,500 shares at an exercise price of $37.84 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006.