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TRINITY INDUSTRIES INC — Director's Dealing 2007
Jan 16, 2007
31577_dirs_2007-01-16_deb39dfa-cff4-40fe-97b2-c2db94ef8905.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TRINITY INDUSTRIES INC (NYSE/TRN)
CIK: 0000099780
Period of Report: 2006-12-31
Reporting Person: Perry James E (Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6300 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $20.24 | 2014-09-20 | Common Stock (3750) | 3750 | Direct |
| Employee Stock Option (right to buy) | $17.94 | 2015-05-09 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: On May 26, 2006, the common stock of Trinity Industries, Inc. split 3-for-2, resulting in the reporting person's ownership of 2,100 additional shares of common stock.
F2: Option Term is Ten Years. Options vest over 5 years at twenty percent (20%) per year beginning on the first anniversary of the grant date.
F3: This option was previously reported as covering 2,500 shares at an exercise price of $30.36 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006.
F4: This option was previously reported as covering 2,000 shares at an exercise price of $26.91 per share, but was adjusted to reflect the stock split that occurred on May 26, 2006.