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Trinity Capital Inc. — Director's Dealing 2024
Aug 29, 2024
32127_dirs_2024-08-28_f8d222e0-aa26-45df-9066-953b1a78f31d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2024-08-26
Reporting Person: Estes Ronald E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-26 | Common Stock | P | 500 | $14.010 | Acquired | 22835.696 | Direct |
| 2024-08-26 | Common Stock | P | 500 | $13.992 | Acquired | 23335.696 | Direct |
| 2024-08-26 | Common Stock | P | 500 | $13.950 | Acquired | 23835.696 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8837 | Indirect |
Footnotes
F1: Reported holdings include shares acquired in dividend reinvestment transactions.
F2: Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
F3: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.