Trinity Capital Inc. — Director's Dealing 2024

Sep 19, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2024-09-13

Reporting Person: Brown Steve Louis (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-13	Common Stock	F	18632	$13.98	Disposed	702832	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	540746	Indirect

Footnotes

F1: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on September 13, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.