AI assistant
Trinity Capital Inc. — Director's Dealing 2023
Feb 14, 2023
32127_dirs_2023-02-14_211bab05-468c-41db-a98a-4dcf33708088.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2022-12-31
Reporting Person: Harder Gerald (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-12 | Common Stock | G | 1000 | — | Disposed | 10000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 145052 | Direct |
| Common Stock | 9788 | Indirect |
Footnotes
F1: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
F2: Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.