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Trinity Capital Inc. — Director's Dealing 2023
Sep 19, 2023
32127_dirs_2023-09-19_94267618-8598-495f-9fb9-824310cfd78e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2023-09-15
Reporting Person: Lund David Michael (CFO, EVP - Finance & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-15 | Common Stock | F | 6198 | $14.78 | Disposed | 105237 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6200 | Indirect |
Footnotes
F1: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2: Includes (1) 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares began vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022; and (2) 48,560 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall begin vesting pro rata over the eight full calendar quarters immediately following the award date of March 15, 2023.