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Trinity Capital Inc. Director's Dealing 2021

Sep 3, 2021

32127_dirs_2021-09-02_87664e8a-4ba1-48a8-91c0-b29471b31538.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trinity Capital Inc. (TRIN)
CIK: 0001786108
Period of Report: 2021-08-31

Reporting Person: Harder Gerald (Senior Vice President - CCO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-31 Common Stock G 1000 Disposed 41740 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9788 Indirect

Footnotes

F1: This transaction involved a gift of securities by the reporting person to his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

F2: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.