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TRIMBLE INC. — Director's Dealing 2016
Mar 3, 2016
30315_dirs_2016-03-03_395b1088-e813-4363-98e6-6e3575ad12da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIMBLE NAVIGATION LTD /CA/ (TRMB)
CIK: 0000864749
Period of Report: 2016-03-01
Reporting Person: Veneziano James (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | M | 2130 | $10.005 | Acquired | 55995.73 | Direct |
| 2016-03-01 | Common Stock | S | 2130 | $24.515 | Disposed | 53865.73 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-01 | Employee Stock Option | $10.005 | M | 2130 | Disposed | 2016-05-19 | Common Stock (2130.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5866.268 | Indirect |
Footnotes
F1: Includes 694.059 shares acquired on February 29,2016 under the Amended and Restated Employee Stock Purchase Plan.
F2: This number of shares has been reduced by 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan.
F3: This transaction was executed in multiple trades at prices ranging from $24.51 to $24.52; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F4: This number of shares reflects 5,213.57 shares that were incorrectly reported as owned directly on the reporting person's Form 3, which was filed February 20, 2013. These shares were acquired under the Trimble Navigation LTD 401(k) Plan.
F5: This number of shares also reflects shares that were omitted from any Forms 4 filed by the reporting person after his original Form 3 was filed. Between January 10, 2014 and February 19, 2016, the reporting person acquired 652.698 shares of Trimble Navigation common stock under the Trimble Navigation LTD 401(k) Plan.
F6: 40% of these options became exercisable on 5/19/2011 and an additional 1.67% of these options become exercisable monthly thereafer.