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TRIMBLE INC. — Director's Dealing 2014
Jan 8, 2014
30315_dirs_2014-01-08_4848bede-9f5e-46b5-9788-01f6ee8357b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIMBLE NAVIGATION LTD /CA/ (TRMB)
CIK: 0000864749
Period of Report: 2014-01-06
Reporting Person: Kliem Jurgen (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-06 | Common Stock | M | 12000 | $9.98 | Acquired | 12350.7624 | Direct |
| 2014-01-06 | Common Stock | M | 2602 | $10.005 | Acquired | 14952.7624 | Direct |
| 2014-01-06 | Common Stock | M | 8598 | $10.005 | Acquired | 23550.7624 | Direct |
| 2014-01-06 | Common Stock | M | 3640 | $15.40 | Acquired | 27190.7624 | Direct |
| 2014-01-06 | Common Stock | M | 24360 | $15.40 | Acquired | 51550.7624 | Direct |
| 2014-01-06 | Common Stock | S | 2602 | $33.81 | Disposed | 48948.7624 | Direct |
| 2014-01-06 | Common Stock | S | 3640 | $33.82 | Disposed | 45308.7624 | Direct |
| 2014-01-06 | Common Stock | S | 12000 | $33.81 | Disposed | 33308.7624 | Direct |
| 2014-01-06 | Common Stock | S | 8598 | $33.81 | Disposed | 24710.7624 | Direct |
| 2014-01-06 | Common Stock | S | 24360 | $33.81 | Disposed | 350.7624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-06 | Employee Stock Option | $9.98 | M | 12000 | Disposed | 2015-10-20 | Common Stock (12000.0) | Direct |
| 2014-01-06 | Employee Stock Option | $10.005 | M | 2602 | Disposed | 2016-05-19 | Common Stock (2602.0) | Direct |
| 2014-01-06 | Employee Stock Option | $10.005 | M | 8598 | Disposed | 2016-05-19 | Common Stock (8598.0) | Direct |
| 2014-01-06 | Employee Stock Option | $15.4 | M | 3640 | Disposed | 2017-04-27 | Common Stock (3640.0) | Direct |
| 2014-01-06 | Employee Stock Option | $15.4 | M | 24360 | Disposed | 2017-04-27 | Common Stock (24360.0) | Direct |
Footnotes
F1: The sale was effected by Mr. Kliem to a rule 10b5-1 sale plan effective December 2, 2013.
F2: This transaction was executed in multiple trades at prices ranging from $33.67 to $33.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F3: This transaction was executed in multiple trades at prices ranging from $33.67 to $33.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F4: This transaction was executed in multiple trades at prices ranging from $33.64 to $34.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F5: 40% of these options became exercisable on 10/20/2010 and an additional 1.67% of these options become exercisable monthly thereafer.
F6: 40% of these options became exercisable on 5/19/2011 and an additional 1.67% of these options become exercisable monthly thereafer.
F7: 40% of these options became exercisable on 4/27/2012 and an additional 1.67% of these options become exercisable monthly thereafer.