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TRIMAS CORP — Director's Dealing 2013
Aug 16, 2013
31851_dirs_2013-08-16_ad67342d-b573-49b4-8c6f-3c80317e7371.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIMAS CORP (TRS)
CIK: 0000842633
Period of Report: 2013-08-14
Reporting Person: Valenti Samuel III (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-14 | Common Stock | M | 50000 | $23 | Acquired | 60406 | Direct |
| 2013-08-14 | Common Stock | F | 29755 | $38.65 | Disposed | 30651 | Direct |
| 2013-08-15 | Common Stock | S | 3000 | $37.60 | Disposed | 27651 | Direct |
| 2013-08-15 | Common Stock | S | 2000 | $37.65 | Disposed | 25651 | Direct |
| 2013-08-15 | Common Stock | S | 2000 | $37.58 | Disposed | 23651 | Direct |
| 2013-08-15 | Common Stock | S | 2000 | $37.67 | Disposed | 21651 | Direct |
| 2013-08-15 | Common Stock | S | 245 | $37.40 | Disposed | 21406 | Direct |
| 2013-08-15 | Common Stock | S | 5000 | $37.50 | Disposed | 16406 | Direct |
| 2013-08-15 | Common Stock | S | 5000 | $37.45 | Disposed | 11406 | Direct |
| 2013-08-15 | Common Stock | S | 1000 | $37.47 | Disposed | 10406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-14 | Employee Stock Option (Right to buy) | $23.0 | M | 50000 | Disposed | 2015-11-01 | Common Stock (50000.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.65 to $37.66 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.61 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.67 to $37.70 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.47 to $37.50 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: Option to purchase shares of common stock of the Company granted November 1, 2005 under the TriMas Corporation 2002 Long Term Equity Incentive Plan, the shares subject to this Option vested in three equal annual installments on each of anniversary of the date of the grant.