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TRIMAS CORP — Director's Dealing 2013
Nov 1, 2013
31851_dirs_2013-10-31_c6a34151-ba4b-4653-a0ec-948ebeaf903d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRIMAS CORP (TRS)
CIK: 0000842633
Period of Report: 2013-10-29
Reporting Person: Zeffiro A Mark (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Common Stock | M | 5250 | — | Acquired | 82438 | Indirect |
| 2013-10-29 | Common Stock | F | 2426 | $38.46 | Disposed | 80012 | Indirect |
| 2013-10-29 | Common Stock | S | 14500 | $40.53 | Disposed | 65512 | Indirect |
| 2013-10-29 | Common Stock | S | 3100 | $39.03 | Disposed | 62412 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Restricted Stock Units | $0.0 | M | 5250 | Disposed | 2013-09-30 | Common Stock (5250.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive the Fair Market Value of one share of common stock, payable only in shares of common stock.
F2: Through the Aldo Mark Zeffiro Trust under agreement dated October 8, 2010, as Trustee.
F3: The first of three installments for restricted stock units granted pursuant to the Restricted Stock Unit Agreement dated February 24, 2011 ("Agreement") and the 2006 Long Term Equity Incentive Plan, vested on October 29, 2013 in satisfaction of the trading threshold as outlined in Section II.A.1(a) of the Agreement.
F4: Subject to graduated vesting as described in footnote (3) above and Section II.A.1 of the Agreement