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Trilogy Metals Inc. — Director's Dealing 2020
Oct 19, 2020
33424_dirs_2020-10-19_be12038e-1377-4c7b-99ab-87ee1d18d7ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trilogy Metals Inc. (TMQ)
CIK: 0001543418
Period of Report: 2020-10-15
Reporting Person: Sanders Elaine (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-15 | Common Shares | M | 200000 | $0.3779 | Acquired | 1511875 | Direct |
| 2020-10-15 | Common Shares | M | 200000 | $0.3226 | Acquired | 1711875 | Direct |
| 2020-10-15 | Common Shares | F | 80001 | $1.7763 | Disposed | 1631874 | Direct |
| 2020-10-15 | Common Shares | S | 100000 | $1.77 | Disposed | 1531874 | Direct |
| 2020-10-16 | Common Shares | S | 30000 | $1.77 | Disposed | 1501874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-15 | Employee Stock Option (Right to Buy) | $0.3779 | M | 200000 | Disposed | 2020-11-05 | Common Shares (200000) | Direct |
| 2020-10-15 | Employee Stock Option (Right to Buy) | $0.3326 | M | 200000 | Disposed | 2020-12-22 | Common Shares (200000) | Direct |
Footnotes
F1: Converted from Canadian exercise price of C$0.50 using an exchange rate of C$1.3230=US$1.00.
F2: The options were granted on November 6, 2015 and vested in three equal installments on November 6, 2015, November 6, 2016 and November 6, 2017.
F3: Converted from Canadian exercise price of C$0.44 using an exchange rate of C$1.3230=US$1.00.
F4: The options were granted on December 23, 2015, and vested in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.
F5: Converted from Canadian price of C$2.35 using an exchange rate of C$1.3230=US$1.00.