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Trilogy Metals Inc. — Director's Dealing 2017
Dec 29, 2017
33424_dirs_2017-12-28_778b7cec-f1c3-4cae-9726-66e436e6243e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trilogy Metals Inc. (TMQ)
CIK: 0001543418
Period of Report: 2017-12-27
Reporting Person: Van Nieuwenhuyse Rick (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | M | 533333 | — | Acquired | 2792006 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Restricted Stock Units | $ | M | 200000 | Disposed | Common Stock (200000) | Direct | |
| 2017-12-27 | Restricted Stock Units | $ | M | 66666 | Disposed | Common Stock (66666) | Direct | |
| 2017-12-27 | Restricted Stock Units | $ | M | 133333 | Disposed | Common Stock (133333) | Direct | |
| 2017-12-27 | Restricted Stock Units | $ | M | 133334 | Disposed | Common Stock (133334) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.
F2: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2017 vesting date was Cdn $1.15.
F3: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2017 vesting date was Cdn $1.35.
F4: The restricted stock units vest on December 7, 2017, or such later date as determined by the company.
F5: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019, or such later date as determined by the company.
F6: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018, or such later date as determined by the company.
F7: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017, or such later date as determined by the company.