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Trilogy Metals Inc. — Director's Dealing 2013
May 6, 2013
33424_dirs_2013-05-06_b6dbac7a-5ebe-4b28-956c-e4b4847518f6.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: NovaCopper Inc. (NCQ)
CIK: 0001543418
Period of Report: 2012-11-30
Reporting Person: KAPLAN THOMAS SCOTT (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Unit | $ | Common Shares (166) | Direct |
Footnotes
F1: This Amendment to Form 3 is being filed to report 166 deferred stock units (DSUs) which were inadvertently omitted from the reporting person's initial Form 3. Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs vested immediately upon issuance on April 30, 2012; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NovaGold Resources Inc. The grants will expire no later than 90 days after the reporting person's termination date. The 166 DSUs reported in this Amendment to Form 3 were also omitted from the Form 4 filed by the reporting person on December 7, 2012.