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Trilogy Metals Inc. — Director's Dealing 2013
Jun 8, 2013
33424_dirs_2013-06-07_c5d8d184-5d94-4be6-bdc5-93234fa5619a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NovaCopper Inc. (NCQ)
CIK: 0001543418
Period of Report: 2013-06-05
Reporting Person: Van Nieuwenhuyse Rick (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-05 | Common Stock | M | 133333 | $0.0 | Acquired | 452520 | Direct |
| 2013-06-05 | Common Stock | D | 73333 | $1.83 | Disposed | 379187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-05 | Restricted Stock Units | $ | M | 133333 | Disposed | Common Stock (133333) | Direct |
Footnotes
F1: Pursuant to the terms of the NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares.
F2: Expressed in Canadian dollars.
F3: Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the June 5, 2013 settlement date was Cdn$1.83.
F4: The restricted stock units vest in three equal installments on June 5, 2013, December 5, 2013 and December 5, 2014.