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Trilogy Metals Inc. — Director's Dealing 2013
Dec 7, 2013
33424_dirs_2013-12-06_1219112d-0ab4-4da5-bcf7-01ae24dbdf4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NovaCopper Inc. (NCQ)
CIK: 0001543418
Period of Report: 2013-12-05
Reporting Person: Van Nieuwenhuyse Rick (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-05 | Common Shares | M | 133333 | $0.0 | Acquired | 548296 | Direct |
| 2013-12-05 | Common Stock | S | 60185 | $2.05 | Disposed | 488111 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-05 | Restricted Stock Units | $ | M | 133333 | Disposed | Common Stock (133333) | Direct |
Footnotes
F1: Expressed in Canadian dollars.
F2: Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the December 5, 2013 settlement date was Cdn$2.10.
F3: The restricted stock units vest in three equal installments on June 5, 2013, December 5, 2013 and December 5, 2014.
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