Trident Ltd — Audit Report / Information 2021

May 18, 2021

TRIDENT/CS/2021 May 18, 2021

The Manager	The Manager
Listing Department	Listing Department
National Stock Exchange of India Limited	BSE Limited
Exchange Plaza, Plot No. C/1, G Block	Phiroze Jeejeebhoy Towers
Bandra Kurla Complex, Bandra (E)	Dalal Street
Mumbai- 400 051	Mumbai - 400 001
Scrip Code: - TRIDENT	Scrip Code: - 521064

Dear Sir/Madam

Sub: Annual Secretarial Compliance Report pursuant to Regulation 24A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

In compliance to Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with SEBI Circular No. CIR/CFD/CMD1/27/2019 dated February 8, 2019, we hereby submit Annual Secretarial Compliance Report, issued by M/s. Vinod Kothari & Company, Practising Company Secretaries for the financial year ended March 31, 2021.

This is for your reference and records please.

Thanking you Yours faithfully For Trident Limited

RAMANDEEP KAUR

RAMANDEEP KAUR Date: 2021.05.18 12:56:26 +05'30'

Digitally signed by

(Ramandeep Kaur) Company Secretary ICSI Membership No.: F9160

Encl: As above

18/05/2021 TL/2021/009347

VINOD KOTHARI & COMPANY

Practising Company Secretaries 1006-1009, Krishna Building, 224 A.J.C. Bose Road Kolkata – 700 017, India Phone: +91 – 33 – 2281 7715 | 1276 | 3742 email: corplaw@vinodkothari.com Web: www.vinodkothari.com Unique Code – P1996WB042300 PAN No - AAMFV6726E Udyog Adhar Number – WB10D0000448

Secretarial Compliance Report of Trident Limited for the year ended March 31, 2021

We, M/s Vinod Kothari & Company, have examined:

• (a) all the documents and records made available to us and explanation provided by Trident Limited (the Dzlisted entitydzȌ,
• (b) the filings/ submissions made by the listed entity to the stock exchanges,
• (c) website of the listed entity,
• (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification,

for the year ended March 31, 2021 ȋDzReview PerioddzȌ in respect of compliance with the provisions of:

• (a) the Securities and Exchange Board of India Act, ͳ99ʹ ȋDzSEBI ActdzȌ and the Regulations, circulars, guidelines issued thereunder; and
• (b) the Securities Contracts ȋRegulationȌ Act, ͳ9ͷ ȋDzSCRAdzȌ, rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of IndiaȋDzSEBIdzȌ;

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include: -

• (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;
• (b) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
• (c) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
• (d) The Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations,1993;

Mumbai Office: 403-406 175 Shreyas Chambers, D.N. Road, Fort, Mumbai–400001 Delhi Office: A-467 First Floor, Defense Colony, New Delhi-110024

VINOD KOTHARI & COMPANY

Practising Company Secretaries 1006-1009, Krishna Building, 224 A.J.C. Bose Road Kolkata – 700 017, India Phone: +91 – 33 – 2281 7715 | 1276 | 3742 email: corplaw@vinodkothari.com Web: www.vinodkothari.com Unique Code – P1996WB042300 PAN No - AAMFV6726E Udyog Adhar Number – WB10D0000448

• (e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014;
• (f) The Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008;
• (g) The Securities and Exchange Board of India (Debenture Trustee) Regulations, 1993 (in relation to obligations of Issuer Company); and circulars/ guidelines issued thereunder;

and based on the above examination, We hereby report that, during the Review Period:

(a)The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Sr. No	Compliance Requirement(Regulations/ circulars /guidelines including specificclause)	Deviations	Observations/ Remarks ofthe Practicing CompanySecretary
None

• (b)The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder insofar as it appears from our examination of those records.
• (c)The following are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

Sr. No.	Actiontaken by	Detailsviolation	of	Detailstaken	ofE.g.	actionfines,	Observations/ remarks of
				warningdebarment, etc.		letter,	thePracticing

Mumbai Office: 403-406 175 Shreyas Chambers, D.N. Road, Fort, Mumbai–400001 Delhi Office: A-467 First Floor, Defense Colony, New Delhi-110024

VINOD KOTHARI & COMPANY

Practising Company Secretaries 1006-1009, Krishna Building, 224 A.J.C. Bose Road Kolkata – 700 017, India Phone: +91 – 33 – 2281 7715 | 1276 | 3742 email: corplaw@vinodkothari.com Web: www.vinodkothari.com Unique Code – P1996WB042300 PAN No - AAMFV6726E Udyog Adhar Number – WB10D0000448

		CompanySecretary,any.	if
	None

(d)The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	ObservationsofthePracticingCompanySecretary inthepreviousreports	Observationsmade in thesecretarialcompliancereport for theyear ended…	Actionstaken by thelisted entity,if any	Comments ofthePracticingCompanySecretary ontheactionstaken by thelisted entity
		Not applicable

(e)The listed entity has complied with the provisions of SEBI Circular CIR/CFD/CMD1/114/2019 dated October 18, 2019, in terms of Para 6(A) and 6(B) of the said circular and has suitably modified the terms of appointment of its statutory auditors vide addendum letter dated November 28, 2019.

For M/s Vinod Kothari & Company Company Secretaries in Practice Unique Code: P1996WB042300 Munmi Phukon Partner Membership No: A60355 Place: Kolkata CP No.: 22846 Date: May 15, 2021 UDIN: A060355C000321638 Peer Review Certificate No.: 781/2020 Type text here