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TRICO BANCSHARES / — Director's Dealing 2021
May 26, 2021
31922_dirs_2021-05-26_6a214ac8-fb01-4e88-b750-0532e52a824d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-05-24
Reporting Person: SMITH RICHARD P (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Common Stock | M | 1136 | — | Acquired | 207244 | Direct |
| 2021-05-24 | Common Stock | F | 651 | $47.11 | Disposed | 206593 | Direct |
| 2021-05-24 | Common Stock | J | 0 | — | Acquired | 36282.71 | Indirect |
| 2021-05-24 | Common Stock | J | 0 | — | Acquired | 239.6 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Restricted Stock Unit | $ | M | 1136 | Disposed | Common Stock (1136) | Direct |
Footnotes
F1: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.
F2: Reflects shares withheld for taxes.
F3: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.
F4: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
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