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TRICO BANCSHARES / — Director's Dealing 2021
Jun 1, 2021
31922_dirs_2021-06-01_c1a06dda-a00f-4762-8ad7-ec6ded6da52f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-05-27
Reporting Person: Chrysler III Louis Gage (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Common Stock | M | 1553 | — | Acquired | 52767.8 | Direct |
| 2021-05-28 | Common Stock | J | 0 | — | Acquired | 927.96 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Restricted Stock Unit | $ | M | 1398 | Acquired | Common Stock (1398) | Direct | |
| 2021-05-28 | Restricted Stock Unit | $ | M | 1553 | Disposed | Common Stock (1553) | Direct |
Footnotes
F1: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95
F2: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F3: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).