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TRICO BANCSHARES / — Director's Dealing 2021
Jun 1, 2021
31922_dirs_2021-06-01_c5c6a742-7370-4478-a309-44702b032a8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-05-27
Reporting Person: Wiese Peter G (EVP - Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-27 | Common Stock | J | 0 | — | Acquired | 8090 | Direct |
| 2021-05-27 | Common Stock | J | 0 | — | Acquired | 2700 | Indirect |
| 2021-05-27 | Common Stock | J | 0 | — | Acquired | 373.91 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-27 | Restricted Stock Unit | $ | M | 4127 | Acquired | Common Stock (4127) | Direct | |
| 2021-05-27 | Performance Stock Unit | $ | M | 4127 | Acquired | Common Stock (4127) | Direct |
Footnotes
F1: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
F2: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).
F3: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.