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TRICO BANCSHARES / Director's Dealing 2021

Jun 2, 2021

31922_dirs_2021-06-01_d5bac258-e0b3-4170-9df7-eadf4aac8420.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-05-27

Reporting Person: Giem Judi (Chief Human Resource Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-27 Restricted Stock Unit $ A 1744 Acquired Common Stock (1744) Direct
2021-05-27 Performance Stock Unit $ A 1744 Acquired Common Stock (1744) Direct

Footnotes

F1: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3: Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M