TRICO BANCSHARES / — Director's Dealing 2021

Jun 3, 2021

SEC Form 4/A — Form 4/A

Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-05-27

Reporting Person: CARNEY CRAIG B (EVP - Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-27	Common Stock	J	0	—	Acquired	23903	Direct
2021-05-27	Common Stock	J	0	—	Acquired	17042.69	Indirect
2021-05-27	Common Stock	J	0	—	Acquired	143.78	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-27	Restricted Stock Unit	$	A	2795	Acquired		Common Stock (2795)	Direct
2021-05-27	Performance Stock Unit	$	A	2795	Acquired		Common Stock (2795)	Direct

Footnotes

F1: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

F2: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F3: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.