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TRICO BANCSHARES / — Director's Dealing 2021
Jun 29, 2021
31922_dirs_2021-06-29_d4dc5211-4138-4cad-8138-33f260f0f836.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-06-25
Reporting Person: SMITH RICHARD P (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-25 | Common Stock | M | 1907 | — | Acquired | 210407 | Direct |
| 2021-06-25 | Common Stock | F | 1093 | $43.67 | Disposed | 209314 | Direct |
| 2021-06-25 | Common Stock | J | 0 | — | Acquired | 36282.71 | Indirect |
| 2021-06-25 | Common Stock | J | 0 | — | Acquired | 240.95 | Indirect |
| 2021-06-25 | Common Stock | J | 0 | — | Acquired | 1199798 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-25 | Restricted Stock Unit | $ | M | 1907 | Disposed | Common Stock (1907) | Direct |
Footnotes
F1: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.
F2: Reflects shares withheld for taxes.
F3: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020
F4: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F5: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.