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TRICO BANCSHARES / — Director's Dealing 2021
Jul 26, 2021
31922_dirs_2021-07-26_b48e79d8-e9fc-443f-a411-a7bec3df4809.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRICO BANCSHARES / (TCBK)
CIK: 0000356171
Period of Report: 2021-07-22
Reporting Person: CARNEY CRAIG B (EVP - Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-22 | Common Stock | M | 1743 | — | Acquired | 26378 | Direct |
| 2021-07-22 | Common Stock | F | 999 | $39.66 | Disposed | 25379 | Direct |
| 2021-07-22 | Common Stock | J | 0 | — | Acquired | 144.6 | Indirect |
| 2021-07-22 | Common Stock | J | 0 | — | Acquired | 17042.69 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | Performance Stock Unit | $ | M | 1743 | Disposed | Common Stock (1743) | Direct |
Footnotes
F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.
F2: Reflects shares withheld to pay for taxes.
F3: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.
F4: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020.