Tri Pointe Homes, Inc. — Director's Dealing 2022

Feb 19, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tri Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2022-02-16

Reporting Person: BAUER DOUGLAS F. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-16	Common Stock	A	204289	—	Acquired	342872	Direct
2022-02-16	Common Stock	F	78402	$23.32	Disposed	264470	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	350611	Indirect

Footnotes

F1: Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted on February 28, 2019 under the Company's 2013 Long-Term Incentive Plan that were eligible to vest based on attainment of certain earnings per share and total stockholder return performance goals (the "RSU Awards"). Upon the recommendation of the Compensation Committee, the issuer's board of directors determined that, based on the issuer's performance over the performance period, 204,289 RSU Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the RSU Awards.

F2: Withholding of shares to satisfy tax withholding obligations incident to vesting of the RSU Awards.

F3: By The Bauer Revocable Trust.