Tri Pointe Homes, Inc. — Director's Dealing 2021

Feb 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tri Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2021-02-17

Reporting Person: BAUER DOUGLAS F. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-17	Common Stock	A	43312	—	Acquired	178618	Direct
2021-02-17	Common Stock	F	15087	$19.50	Disposed	163531	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	779136	Indirect

Footnotes

F1: Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted on February 22, 2018 under the Company's 2013 Long-Term Incentive Plan that were eligible to vest based on attainment of certain earnings per share performance goals (the "RSU Awards"). Upon the recommendation of the Compensation Committee, the issuer's board of directors determined that, based on the issuer's performance over the performance period, 43,312 RSU Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the RSU Awards.

F2: Withholding of shares to satisfy tax withholding obligations incident to vesting of the RSU Awards.

F3: By The Bauer Revocable Trust.