Tri Pointe Homes, Inc. — Director's Dealing 2021

Feb 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tri Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2021-02-22

Reporting Person: BAUER DOUGLAS F. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-22	Common Stock	A	71193	$18.26	Acquired	197118	Direct
2021-02-22	Common Stock	F	10146	$18.26	Disposed	186972	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	807361	Indirect

Footnotes

F1: Represents a grant of 71,193 restricted stock units ("RSUs") under the Company's 2013 Long-Term Incentive Plan. The RSUs, which vest one-third each year beginning on the first anniversary of the grant date, are to be settled for an equal number of shares of common stock upon vesting.

F2: On February 23, 2021, the reporting person transferred 28,225 directly owned shares of common stock to The Bauer Revocable Trust, of which the reporting person and his spouse are co-trustees and beneficiaries.

F3: Withholding of shares to satisfy tax withholding obligations incident to vesting of RSU award under the Company's 2013 Long-Term Incentive Plan.

F4: By The Bauer Revocable Trust.