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Tri Pointe Homes, Inc. — Director's Dealing 2021
Aug 16, 2021
31362_dirs_2021-08-16_cd3df991-50bb-4f58-a8f9-2465d537ca71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tri Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2021-08-12
Reporting Person: BAUER DOUGLAS F. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-12 | Common Stock | M | 10843 | $17 | Acquired | 149426 | Direct |
| 2021-08-12 | Common Stock | S | 10843 | $24.51 | Disposed | 138583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-12 | Stock Option (Right to Buy) | $17.0 | M | 10843 | Disposed | 2023-01-30 | Common Stock (10843.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 779136 | Indirect |
Footnotes
F1: The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: By The Bauer Revocable Trust.
F3: On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.