Tri Pointe Homes, Inc. — Director's Dealing 2018

Feb 21, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI Pointe Group, Inc. (TPH)
CIK: 0001561680
Period of Report: 2018-02-15

Reporting Person: BAUER DOUGLAS F. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-15	Common Stock	A	76115	—	Acquired	883219	Indirect
2018-02-15	Common Stock	F	29083	$17.35	Disposed	854136	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	152045	Direct

Footnotes

F1: Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted on March 9, 2015 that were eligible to vest based on attainment of certain earnings per share performance goals (the "RSU Awards"). The Compensation Committee of the issuer's board of directors determined that, based on the issuer's performance over the performance period, 76,115 RSU Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the RSU Awards.

F2: By The Bauer Revocable Trust.

F3: Withholding of shares incident to vesting of the RSU Awards.

F4: 137,268 performance-based restricted stock units granted to the reporting person on March 9, 2015, and previously reported in Table I of Form 4 on March 11, 2015, were forfeited on February 15, 2018 for no value.