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Tri Pointe Homes, Inc. Director's Dealing 2015

Jun 5, 2015

31362_dirs_2015-06-04_d576f3a9-47ef-43ca-aa2f-e03e8ecf176c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2015-06-02

Reporting Person: Krivanec Ken (President of Quadrant Homes)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-02 Common Stock M 5883 $9.68 Acquired 41432 Direct
2015-06-02 Common Stock S 5883 $14.74 Disposed 35549 Direct
2015-06-02 Common Stock M 5805 $11.45 Acquired 41354 Direct
2015-06-02 Common Stock S 5805 $14.74 Disposed 35549 Direct
2015-06-02 Common Stock S 5432 $14.74 Disposed 30117 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-02 Stock option (right to buy) $9.68 M 5883 Disposed 2022-02-08 Common Stock (5883) Direct
2015-06-02 Stock option (right to buy) $11.45 M 5805 Disposed 2021-02-09 Common Stock (5805) Direct

Footnotes

F1: Adjusted due to rounding, originally reported as $9.67.

F2: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.70 to $14.7675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc.,or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: Adjusted due to rounding, originally reported as 5,804.