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Tri Pointe Homes, Inc. — Director's Dealing 2015
Jun 5, 2015
31362_dirs_2015-06-04_d576f3a9-47ef-43ca-aa2f-e03e8ecf176c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2015-06-02
Reporting Person: Krivanec Ken (President of Quadrant Homes)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-02 | Common Stock | M | 5883 | $9.68 | Acquired | 41432 | Direct |
| 2015-06-02 | Common Stock | S | 5883 | $14.74 | Disposed | 35549 | Direct |
| 2015-06-02 | Common Stock | M | 5805 | $11.45 | Acquired | 41354 | Direct |
| 2015-06-02 | Common Stock | S | 5805 | $14.74 | Disposed | 35549 | Direct |
| 2015-06-02 | Common Stock | S | 5432 | $14.74 | Disposed | 30117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-02 | Stock option (right to buy) | $9.68 | M | 5883 | Disposed | 2022-02-08 | Common Stock (5883) | Direct |
| 2015-06-02 | Stock option (right to buy) | $11.45 | M | 5805 | Disposed | 2021-02-09 | Common Stock (5805) | Direct |
Footnotes
F1: Adjusted due to rounding, originally reported as $9.67.
F2: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.70 to $14.7675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc.,or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Adjusted due to rounding, originally reported as 5,804.
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