Tri Pointe Homes, Inc. — Director's Dealing 2014

Apr 10, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2014-04-07

Reporting Person: Bauer Douglas F. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-07	Common Stock	A	30921	—	Acquired	949855	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-04-07	Stock Option (Right to Buy)	$16.17	A	52854	Acquired	2024-04-07	Common Stock (52854)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	151629	Indirect
Common Stock	95254	Indirect

Footnotes

F1: Represents a grant of 30,921 restricted stock units. The restricted stock units, which vest ratably over three years, are to be settled for an equal number of shares of common stock upon vesting.

F2: The stock options will vest ratably over three years.