Tri Pointe Homes, Inc. — Director's Dealing 2014

Jul 18, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2014-07-07

Reporting Person: Shapiro Alan Edward (President of Winchester Homes)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29610	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$11.33	2015-02-16	Common Stock (11767)		Direct
Stock Option (Right to Buy)	$12.45	2016-02-15	Common Stock (16809)		Direct
Stock Option (Right to Buy)	$14.40	2017-02-14	Common Stock (16807)		Direct
Stock Option (Right to Buy)	$11.16	2018-02-20	Common Stock (17647)		Direct
Stock Option (Right to Buy)	$4.51	2019-02-15	Common Stock (9662)		Direct
Stock Option (Right to Buy)	$7.01	2020-02-10	Common Stock (31042)		Direct
Stock Option (Right to Buy)	$11.45	2021-02-09	Common Stock (26384)		Direct
Stock Option (Right to Buy)	$9.67	2022-02-08	Common Stock (41159)		Direct
Stock Option (Right to Buy)	$14.47	2023-02-13	Common Stock (30605)		Direct
Stock Option (Right to Buy)	$14.29	2024-02-12	Common Stock (40103)		Direct

Footnotes

F1: Stock options vest ratably over four years.

F2: Stock options vest ratably over four years.

F3: Stock options vest ratably over four years.

F4: Stock options vest ratably over four years.

F5: Stock options vest ratably over four years.

F6: Stock options vest ratably over four years.

F7: Stock options vest ratably over four years.

F8: Stock options vest ratably over four years.

F9: Stock options vest ratably over four years.

F10: Stock options vest ratably over four years.