Tri Pointe Homes, Inc. — Director's Dealing 2014

Nov 20, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI Pointe Homes, Inc. (TPH)
CIK: 0001561680
Period of Report: 2014-11-18

Reporting Person: Shapiro Alan Edward (President of Winchester Homes)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-18	Common Stock	M	11767	$11.33	Acquired	41377	Direct
2014-11-18	Common Stock	S	11767	$14.65	Disposed	29610	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-11-18	Stock Option (Right to Buy)	$11.33	M	11767	Disposed	2015-02-16	Common Stock (11767)	Direct

Footnotes

F1: The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.6500 to $14.6675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: Option vested ratably over 4 years.