Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TRI-CONTINENTAL Corp Director's Dealing 2020

Mar 3, 2020

31803_dirs_2020-03-03_b573a29c-d5be-4f33-925d-2be64f6d9629.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2020-03-02

Reporting Person: KING DAVID L (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-02 Tri-Continental Corporation Common Stock P 63 $26.24 Acquired 145700 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 562 $26.19 Acquired 146262 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 141 $26.09 Acquired 146403 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 100 $26.13 Acquired 146503 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 188 $26.11 Acquired 146691 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 100 $26.175 Acquired 146791 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 292 $26.18 Acquired 147083 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 186 $26.12 Acquired 147269 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 188 $26.115 Acquired 147457 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 100 $26.39 Acquired 147557 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 88 $26.4 Acquired 147645 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 100 $26.355 Acquired 147745 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 260 $26.37 Acquired 148005 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 148 $26.38 Acquired 148153 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 150 $26.36 Acquired 148303 Direct
2020-03-01 Tri-Continental Corporation Common Stock P 88 $26.62 Acquired 148391 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 54 $26.6 Acquired 148445 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 51 $26.5 Acquired 148496 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 822 $26.29 Acquired 149318 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 247 $26.28 Acquired 149565 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 10 $26.395 Acquired 149575 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 32 $26.46 Acquired 149607 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 247 $26.45 Acquired 149854 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 37 $26.44 Acquired 149891 Direct
2020-03-02 Tri-Continental Corporation Common Stock P 109 $26.43 Acquired 150000 Direct