AI assistant
Sending…
TRI-CONTINENTAL Corp — Director's Dealing 2020
Mar 3, 2020
31803_dirs_2020-03-03_b573a29c-d5be-4f33-925d-2be64f6d9629.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2020-03-02
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 63 | $26.24 | Acquired | 145700 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 562 | $26.19 | Acquired | 146262 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 141 | $26.09 | Acquired | 146403 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 100 | $26.13 | Acquired | 146503 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 188 | $26.11 | Acquired | 146691 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 100 | $26.175 | Acquired | 146791 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 292 | $26.18 | Acquired | 147083 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 186 | $26.12 | Acquired | 147269 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 188 | $26.115 | Acquired | 147457 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 100 | $26.39 | Acquired | 147557 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 88 | $26.4 | Acquired | 147645 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 100 | $26.355 | Acquired | 147745 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 260 | $26.37 | Acquired | 148005 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 148 | $26.38 | Acquired | 148153 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 150 | $26.36 | Acquired | 148303 | Direct |
| 2020-03-01 | Tri-Continental Corporation Common Stock | P | 88 | $26.62 | Acquired | 148391 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 54 | $26.6 | Acquired | 148445 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 51 | $26.5 | Acquired | 148496 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 822 | $26.29 | Acquired | 149318 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 247 | $26.28 | Acquired | 149565 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 10 | $26.395 | Acquired | 149575 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 32 | $26.46 | Acquired | 149607 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 247 | $26.45 | Acquired | 149854 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 37 | $26.44 | Acquired | 149891 | Direct |
| 2020-03-02 | Tri-Continental Corporation Common Stock | P | 109 | $26.43 | Acquired | 150000 | Direct |
More from TRI-CONTINENTAL Corp
Regulatory Filings
2026
May 21
Proxy Solicitation & Information Statement
2026
Apr 27
Regulatory Filings
2026
Mar 19
Regulatory Filings
2026
Mar 10
Regulatory Filings
2026
Mar 6
Regulatory Filings
2026
Mar 6
Regulatory Filings
2026
Feb 26
Director's Dealing
2026
Feb 4
Director's Dealing
2026
Feb 3
Director's Dealing
2026
Jan 2