TRI-CONTINENTAL Corp — Director's Dealing 2019

Jan 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2018-12-31

Reporting Person: Jin Yan (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-31	Tri-Continental Corporation Common Stock	P	100	$23.37	Acquired	7927	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	2860	$23.38	Acquired	10787	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	700	$23.40	Acquired	11487	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	300	$23.41	Acquired	11787	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	84	$23.43	Acquired	11871	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	386	$23.44	Acquired	12257	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	434	$23.45	Acquired	12691	Direct
2018-12-31	Tri-Continental Corporation Common Stock	P	136	$23.46	Acquired	12827	Direct

Footnotes

F1: This statement is filed pursuant to Section 16(a) of the Act and shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities indirectly owned as disclosed in previous Form 4 filings.