Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TRI-CONTINENTAL Corp Director's Dealing 2014

Jun 9, 2014

31803_dirs_2014-06-09_d5cd96ed-2ff3-40ce-ba8b-b075fad65f96.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2014-06-09

Reporting Person: Jin Yan (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-09 Tri-Continental Corporation Common Stock P 1200 $20.99 Acquired 3000 Direct