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TRI-CONTINENTAL Corp — Director's Dealing 2013
Jun 21, 2013
31803_dirs_2013-06-21_7f06b46c-838b-4c27-8541-959c6a7df8cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2013-06-20
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 500 | $17.76 | Acquired | 85500 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 2300 | $17.779 | Acquired | 87800 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 300 | $17.78 | Acquired | 88100 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 2000 | $17.799 | Acquired | 90100 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 9900 | $17.80 | Acquired | 100000 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 199 | $17.66 | Acquired | 100199 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 365 | $17.67 | Acquired | 100564 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 800 | $17.68 | Acquired | 101364 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 900 | $17.69 | Acquired | 102264 | Direct |
| 2013-06-20 | Tri-Continental Corporation Common Stock | P | 12736 | $17.70 | Acquired | 115000 | Direct |
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