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TRI-CONTINENTAL Corp Director's Dealing 2013

Jun 21, 2013

31803_dirs_2013-06-21_7f06b46c-838b-4c27-8541-959c6a7df8cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2013-06-20

Reporting Person: KING DAVID L (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-20 Tri-Continental Corporation Common Stock P 500 $17.76 Acquired 85500 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 2300 $17.779 Acquired 87800 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 300 $17.78 Acquired 88100 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 2000 $17.799 Acquired 90100 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 9900 $17.80 Acquired 100000 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 199 $17.66 Acquired 100199 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 365 $17.67 Acquired 100564 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 800 $17.68 Acquired 101364 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 900 $17.69 Acquired 102264 Direct
2013-06-20 Tri-Continental Corporation Common Stock P 12736 $17.70 Acquired 115000 Direct