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TRI-CONTINENTAL Corp Director's Dealing 2012

Jun 20, 2012

31803_dirs_2012-06-19_bebe68d4-ff21-422c-8f61-f45f4b1fd30f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2012-01-05

Reporting Person: KING DAVID L (Portfolio Manager of Issuer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-05 Tri-Continental Corporation Common Stock P 35000 $14.476 Acquired 35000 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 3800 $16.14 Acquired 38800 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 1100 $16.139 Acquired 39900 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 1000 $16.13 Acquired 40900 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 1800 $16.129 Acquired 42700 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 2000 $16.11 Acquired 44700 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 2700 $16.10 Acquired 47400 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 100 $16.09 Acquired 47500 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 100 $16.08 Acquired 47600 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 1000 $16.07 Acquired 48600 Direct
2012-03-16 Tri-Continental Corporation Common Stock P 1400 $16.06 Acquired 50000 Direct