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TRI-CONTINENTAL Corp — Director's Dealing 2012
Jun 20, 2012
31803_dirs_2012-06-19_bebe68d4-ff21-422c-8f61-f45f4b1fd30f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2012-01-05
Reporting Person: KING DAVID L (Portfolio Manager of Issuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-05 | Tri-Continental Corporation Common Stock | P | 35000 | $14.476 | Acquired | 35000 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 3800 | $16.14 | Acquired | 38800 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 1100 | $16.139 | Acquired | 39900 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 1000 | $16.13 | Acquired | 40900 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 1800 | $16.129 | Acquired | 42700 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 2000 | $16.11 | Acquired | 44700 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 2700 | $16.10 | Acquired | 47400 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 100 | $16.09 | Acquired | 47500 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 100 | $16.08 | Acquired | 47600 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 1000 | $16.07 | Acquired | 48600 | Direct |
| 2012-03-16 | Tri-Continental Corporation Common Stock | P | 1400 | $16.06 | Acquired | 50000 | Direct |
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