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TRI-CONTINENTAL Corp Director's Dealing 2009

Oct 13, 2009

31803_dirs_2009-10-13_e4a589a7-ac4b-4c5c-b7b0-20e47074607b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2009-10-09

Reporting Person: RICHIE LEROY C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-10-09 Common Stock S 5700 $11.17 Disposed 4737.918 Direct
2009-10-09 Common Stock P 1724 $11.17 Acquired 6461.918 Direct
2009-10-09 Common Stock P 700 $11.1999 Acquired 7161.918 Direct
2009-10-09 Common Stock P 500 $11.2099 Acquired 7661.918 Direct
2009-10-09 Common Stock P 200 $11.2199 Acquired 7861.918 Direct
2009-10-09 Common Stock P 500 $11.2299 Acquired 8361.918 Direct
2009-10-09 Common Stock P 200 $11.2399 Acquired 8561.918 Direct
2009-10-09 Common Stock P 1676 $11.2499 Acquired 10237.918 Direct