AI assistant
Sending…
TRI-CONTINENTAL Corp — Director's Dealing 2009
Oct 13, 2009
31803_dirs_2009-10-13_e4a589a7-ac4b-4c5c-b7b0-20e47074607b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRI-CONTINENTAL CORP (TY)
CIK: 0000099614
Period of Report: 2009-10-09
Reporting Person: RICHIE LEROY C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-09 | Common Stock | S | 5700 | $11.17 | Disposed | 4737.918 | Direct |
| 2009-10-09 | Common Stock | P | 1724 | $11.17 | Acquired | 6461.918 | Direct |
| 2009-10-09 | Common Stock | P | 700 | $11.1999 | Acquired | 7161.918 | Direct |
| 2009-10-09 | Common Stock | P | 500 | $11.2099 | Acquired | 7661.918 | Direct |
| 2009-10-09 | Common Stock | P | 200 | $11.2199 | Acquired | 7861.918 | Direct |
| 2009-10-09 | Common Stock | P | 500 | $11.2299 | Acquired | 8361.918 | Direct |
| 2009-10-09 | Common Stock | P | 200 | $11.2399 | Acquired | 8561.918 | Direct |
| 2009-10-09 | Common Stock | P | 1676 | $11.2499 | Acquired | 10237.918 | Direct |
More from TRI-CONTINENTAL Corp
Regulatory Filings
2026
May 21
Proxy Solicitation & Information Statement
2026
Apr 27
Regulatory Filings
2026
Mar 19
Regulatory Filings
2026
Mar 10
Regulatory Filings
2026
Mar 6
Regulatory Filings
2026
Mar 6
Regulatory Filings
2026
Feb 26
Director's Dealing
2026
Feb 4
Director's Dealing
2026
Feb 3
Director's Dealing
2026
Jan 2