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TREX CO INC — Director's Dealing 2019
Nov 1, 2019
30867_dirs_2019-11-01_c84bea8b-6677-4eca-9f99-208b7e878bab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2019-10-30
Reporting Person: GRATZ JAY M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-30 | Common Stock | M | 2136 | $5.2875 | Acquired | 15651 | Direct |
| 2019-10-30 | Common Stock | M | 864 | $7.0875 | Acquired | 16515 | Direct |
| 2019-10-31 | Common Stock | S | 2792 | $83.46 | Disposed | 13723 | Direct |
| 2019-10-30 | Common Stock | D | 208 | $84.20 | Disposed | 13515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-30 | Stock Appreciation Right | $5.2875 | M | 2136 | Disposed | 2021-07-26 | Common Stock (2136) | Direct |
| 2019-10-30 | Stock Appreciation Right | $7.0875 | M | 864 | Disposed | 2022-07-24 | Common Stock (864) | Direct |
Footnotes
F1: Stock Appreciation Rights are being exercised pursuant to a Rule 10b5-1 Plan adopted by the reporting person on July 31, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on July 31, 2019.
F3: This transaction was executed in multiple trades at prices ranging from $83.015 to $84.000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.