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TREX CO INC — Director's Dealing 2013
Apr 3, 2013
30867_dirs_2013-04-03_3dd9d039-f661-49be-9241-6d8257ba48e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2013-04-01
Reporting Person: Gupp William R. (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Common Stock | M | 1614 | $13.44 | Acquired | 42735 | Direct |
| 2013-04-01 | Common Stock | M | 3000 | $17.41 | Acquired | 45735 | Direct |
| 2013-04-01 | Common Stock | D | 1539 | $48.02 | Disposed | 44196 | Direct |
| 2013-04-01 | Common Stock | F | 1019 | $48.02 | Disposed | 43177 | Direct |
| 2013-04-01 | Common Stock | S | 224 | $49.00 | Disposed | 42953 | Direct |
| 2013-04-01 | Common Stock | S | 300 | $49.08 | Disposed | 42653 | Direct |
| 2013-04-01 | Common Stock | S | 100 | $49.09 | Disposed | 42553 | Direct |
| 2013-04-01 | Common Stock | S | 200 | $49.11 | Disposed | 42353 | Direct |
| 2013-04-01 | Common Stock | S | 100 | $49.12 | Disposed | 42253 | Direct |
| 2013-04-01 | Common Stock | S | 100 | $49.13 | Disposed | 42153 | Direct |
| 2013-04-01 | Common Stock | S | 100 | $49.18 | Disposed | 42053 | Direct |
| 2013-04-01 | Common Stock | S | 100 | $49.20 | Disposed | 41953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Stock Appreciation Right | $13.44 | M | 1614 | Disposed | 2019-02-18 | Common Stock (1614) | Direct |
| 2013-04-01 | Stock Appreciation Right | $17.41 | M | 3000 | Disposed | 2020-02-17 | Common Stock (3000) | Direct |
Footnotes
F1: 1,614 Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2013.
F2: 3,000 Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2013.
F3: 1,019 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover the payment of taxes currently due on the exercise of stock appreciation rights.
F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2013.
F5: The stock appreciation right becomes exercisable in three equal installments beginning on the first anniversary of the grant date.