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TREX CO INC — Director's Dealing 2012
Oct 3, 2012
30867_dirs_2012-10-03_b1c22a11-fd37-4816-965e-f2d8201945ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2012-10-01
Reporting Person: Gupp William R. (CAO, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-01 | Common Stock | M | 1418 | $9.14 | Acquired | 50420 | Direct |
| 2012-10-01 | Common Stock | D | 375 | $34.52 | Disposed | 50045 | Direct |
| 2012-10-01 | Common Stock | F | 441 | $34.52 | Disposed | 49604 | Direct |
| 2012-10-01 | Common Stock | S | 300 | $34.00 | Disposed | 49304 | Direct |
| 2012-10-01 | Common Stock | S | 100 | $34.02 | Disposed | 49204 | Direct |
| 2012-10-01 | Common Stock | S | 103 | $34.07 | Disposed | 49101 | Direct |
| 2012-10-01 | Common Stock | S | 147 | $34.18 | Disposed | 48954 | Direct |
| 2012-10-01 | Common Stock | S | 100 | $34.23 | Disposed | 48854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Stock Appreciation Right | $9.14 | M | 1418 | Disposed | 2018-05-07 | Common Stock (1418) | Direct |
Footnotes
F1: 1,418 Stock Appreciation Rights (SARs) are being exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2011
F2: 441 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover payment of taxes currently due on the exercise of SARs.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2011.
F4: The stock appreciation right becomes exerciseable in three equal installments beginning on the first anniversary date of the transaction date.